Monitoring
After implementing the processes in the previous steps, we will follow a monitoring process to help ensure that you continue to make sound, informed decisions in the management of your account(s). The monitoring process typically includes:
- Periodically review reports to compare investment performance against the appropriate index, peer group, and IPS. We will make recommendations in accordance with the results of those reviews.
- Periodically review reports that look at qualitative and/or organizational changes of the investment companies as well as other service providers.
- Periodically review investment-related fees, compensation, and expenses to determine whether or not they are fair and reasonable for the services being provided.
- Periodically review policies and the fiduciaries' effectiveness in meeting their responsibilities.
